Regulatory and Compliance Law

Small businesses find themselves in a regulatory environment of ever increasing complexity.  Compliance is non-optional.  Hodge Halsall can provide strategic advice on such matters tailored to our clients individual business sectors.  When the need arises, we work with businesses and individuals who are the subject of civil and criminal proceedings arising out of regulatory investigations.

Examples of recent advice we have provided to clients on regulatory matters include:-

  • representation in a matter before the First-Tier Tribunal (Consumer Credit) in relation to revocation of a consumer credit licence
  • representation in a matter before the Crown Court (and subsequently appeal to Court of Appeal) on matters of interpretation under the Consumer Protection from Unfair Trading Regulations 2008
  • representation of clients with the Financial Services Authority in relation to alleged land banking arrangements and collective investment schemes
  • representation of clients in relation to planning enforcement matters
  • representation of clients in relation to alleged breach of health and safety duties and regulations

Please contact us for further information on 01704 531991 or email

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